Peter Kenrick Steward

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cooper Associates Wealth Management Ltd (no longer approved here)
FRN 514008
- Employed By (29 Dec 2011 to 5 Oct 2017)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (1 Nov 2007 to 5 Oct 2017)
- CF21 Investment Adviser (4 Sep 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (19 May 2006 to 4 Sep 2006)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF21 Investment Adviser (27 Sep 2004 to 6 Jun 2006)
- CF7 Sole Trader (AR) (27 Sep 2004 to 6 Jun 2006)
Steward Independent Financial Advisers (no longer approved here)
FRN 212052
- (1)Employed By (1 Dec 2001 to 6 Jun 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.