Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 9 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 30 Nov 2020)
    • [FCA CF] Client dealing (since 30 Nov 2020)
    • (21)Employed By (since 9 Sep 2025)
  • Peter Kennedy (no longer approved here)

    FRN 192172

    • (1)Employed By (3 Dec 2010 to 25 Nov 2013)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (3 Dec 2010 to 25 Nov 2013)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 16 Nov 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.