Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DIRECT IFA'S LIMITED
FRN 228706
- SMF3 Executive Director (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF30 Customer (19 Oct 2009 to 19 Dec 2012)
- CF4 Partner (AR) (15 Jul 2009 to 19 Dec 2012)
- CF1 Director (26 Mar 2009 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.