Peter Joseph Thompson

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 3 Mar 2025)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 13 Dec 2016)
  • Tarragon Wealth Limited

    FRN 1026437

    • (1)Employed By (since 3 Mar 2025)
  • OneWealth Ltd (no longer approved here)

    FRN 927248

    • (8)Employed By (15 Jul 2020 to 16 May 2025)
  • WB Wealth Limited (no longer approved here)

    FRN 623150

    • Employed By (13 Dec 2016 to 3 Aug 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (27 Oct 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Tarragon Wealth Limited

  2. controlled function added: (1)Employed By at Tarragon Wealth Limited