Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Union Bancaire Privée (UK) Limited
FRN 119250
- SMF18 Other Overall Responsibility (since 13 Feb 2026)
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Union Bancaire Privee, UBP SA
FRN 147562
- [FCA CF] Client dealing (since 27 Feb 2024)
- [FCA CF] Manager of certification employee (since 27 Feb 2024)
- [FCA CF] Material risk taker (since 9 Sep 2019)
- [PRA CF] Key function holder (9 Sep 2019 to 27 Feb 2024)
- [PRA CF] Significant risk taker or Material risk taker (9 Sep 2019 to 27 Feb 2024)
- [FCA CF] Functions requiring qualifications (9 Sep 2018 to 1 Jan 2025)
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- CF30 Customer (25 May 2011 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.