Peter Jon Stalworth

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stalworth Wealth Ltd

    FRN 1029661

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 5 Aug 2025)
    • Responsibility for MCD Intermediation (since 5 Aug 2025)
    • Responsible for Insurance Distribution (since 5 Aug 2025)
    • SMF16 Compliance Oversight (since 5 Aug 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Aug 2025)
    • SMF3 Executive Director (since 5 Aug 2025)
    • [FCA CF] Client dealing (since 5 Aug 2025)
  • 2 Plan Wealth Management Limited

    FRN 461598

    • CF30 Customer (since 6 Dec 2022)
    • CF1 Director (AR) (since 6 Dec 2022)
    • Appointed representative dealing with clients for which they require qualification (29 Dec 2022 to 4 Aug 2025)
    • [FCA CF] Client dealing (3 Nov 2022 to 29 Dec 2022)
    • [FCA CF] Functions requiring qualifications (3 Nov 2022 to 29 Dec 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (8 Jan 2021 to 19 Oct 2022)
    • Appointed representative dealing with clients for which they require qualification (29 Apr 2020 to 19 Oct 2022)
  • Delphic Financial Planning Limited (no longer approved here)

    FRN 486037

    • (20)Employed By (8 Jan 2021 to 19 Oct 2022)

Recent activity

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