Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Jun 2025)
    • SMF16 Compliance Oversight (since 2 Jun 2025)
  • Piper PE LLP (no longer approved here)

    FRN 502053

    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Sep 2024)
    • CF10a CASS Oversight function (4 Apr 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Apr 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Apr 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.