Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (AR) (13 Aug 2009 to 15 Sep 2011)
- CF30 Customer (1 Nov 2007 to 21 Feb 2014)
- CF10 Compliance Oversight (15 Oct 2007 to 4 Jun 2008)
- CF11 Money Laundering Reporting (19 Dec 2005 to 13 Jul 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 13 Jul 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.