Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tandem Bank Limited (no longer approved here)

    FRN 204479

    • Responsible for Insurance Mediation (7 Aug 2004 to 7 Aug 2004)
    • CF1 Director (19 Mar 2003 to 30 Jun 2008)
    • CF10 Compliance Oversight (19 Mar 2003 to 30 Jun 2008)
    • CF3 Chief Executive (19 Mar 2003 to 30 Jun 2008)
    • CF8 Apportionment and Oversight (19 Mar 2003 to 30 Jun 2008)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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