Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Responsible for Insurance Mediation (7 Aug 2004 to 7 Aug 2004)
- CF1 Director (19 Mar 2003 to 30 Jun 2008)
- CF10 Compliance Oversight (19 Mar 2003 to 30 Jun 2008)
- CF3 Chief Executive (19 Mar 2003 to 30 Jun 2008)
- CF8 Apportionment and Oversight (19 Mar 2003 to 30 Jun 2008)
-
- CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.