Peter John Stanley

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Park Lidgett Wealth Management Limited

    FRN 926354

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 Jan 2021)
    • SMF3 Executive Director (since 4 Jan 2021)
    • [FCA CF] Client dealing (since 4 Jan 2021)
    • Responsible for Insurance Distribution (since 4 Jan 2021)
    • SMF16 Compliance Oversight (since 4 Jan 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Jan 2021)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (11 Jun 2010 to 24 Jan 2017)
  • Park Row Associates (k508) (no longer approved here)

    FRN 190108

    • (237)Employed By (1 Oct 1998 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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