Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 13 Oct 2023)
  • Key Retirement Solutions Limited (no longer approved here)

    FRN 224987

    • [FCA CF] Functions requiring qualifications (5 Apr 2023 to 3 Oct 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Oct 2023)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (21 Jun 2004 to 8 Sep 2004)
    • CF22 Investment Adviser (Trainee) (15 Dec 2003 to 21 Jun 2004)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • CF21 Investment Adviser (21 Jun 2004 to 8 Sep 2004)
    • CF22 Investment Adviser (Trainee) (15 Dec 2003 to 21 Jun 2004)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (21 Jun 2004 to 8 Sep 2004)
    • CF22 Investment Adviser (Trainee) (15 Dec 2003 to 21 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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