Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] CASS oversight function (since 3 Mar 2021)
    • [FCA CF] Significant management (since 3 Mar 2021)
    • Director of firm who is not a certification employee or a SMF manager (since 3 Mar 2021)
    • [FCA CF] Client dealing (since 3 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 16 Feb 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 16 Feb 2026)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF1 Director (5 Apr 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Apr 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.