Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Benchmark submission and administration (18 Nov 2016 to 8 Aug 2017)
    • [FCA CF] Client dealing (7 Mar 2016 to 8 Aug 2017)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 13 Apr 2017)
    • [FCA CF] Material risk taker (7 Mar 2016 to 18 Oct 2019)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 18 Oct 2019)
    • CF30 Customer (17 Jun 2014 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (1 Dec 2001 to 29 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.