Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Royal London Asset Management Limited (no longer approved here)

    FRN 141665

    • [FCA CF] Material risk taker (1 Apr 2022 to 17 Jun 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 Jun 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Jun 2022)
    • CF30 Customer (24 Nov 2016 to 8 Dec 2019)
    • CF27 Investment Management (20 Feb 2002 to 6 Mar 2007)
  • RJD Partners Limited (no longer approved here)

    FRN 208588

    • CF1 Director (14 May 2002 to 31 Jul 2005)
    • CF27 Investment Management (14 May 2002 to 31 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.