Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (1 Apr 2022 to 17 Jun 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 17 Jun 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Jun 2022)
- CF30 Customer (24 Nov 2016 to 8 Dec 2019)
- CF27 Investment Management (20 Feb 2002 to 6 Mar 2007)
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- CF1 Director (14 May 2002 to 31 Jul 2005)
- CF27 Investment Management (14 May 2002 to 31 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.