Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- CF1 Director (AR) (since 14 Feb 2022)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF4 Partner (AR) (17 Jun 2016 to 8 Nov 2021)
- CF21 Investment Adviser (7 Mar 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (28 Oct 2004 to 7 Mar 2005)
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PJL Wealth Management Limited
FRN 489322
- (1)Employed By (since 2 Oct 2008)
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- (4)Employed By (30 Nov 2005 to 2 Oct 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.