Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Dec 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Dec 2021)

Recent activity

Updates to this individual's record on the FCA register.

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