Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (since 22 Nov 2016)
  • DENTONS INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194538

    • CF1 Director (AR) (8 Feb 2011 to 31 Oct 2011)
    • CF30 Customer (8 Feb 2011 to 31 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.