Peter John Hollis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hollis Capital Limited

    FRN 556647

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (4 Oct 2011 to 8 Dec 2019)
    • CF1 Director (4 Oct 2011 to 8 Dec 2019)
    • CF30 Customer (4 Oct 2011 to 8 Dec 2019)
  • Baillie Gifford Overseas Limited (no longer approved here)

    FRN 121818

    • CF29 Significant management (9 May 2008 to 30 Apr 2011)
    • CF30 Customer (1 Nov 2007 to 30 Apr 2011)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Baillie Gifford & Co Limited (no longer approved here)

    FRN 119179

    • CF30 Customer (1 Nov 2007 to 16 Feb 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Baillie Gifford & Co (no longer approved here)

    FRN 142597

    • CF30 Customer (1 Nov 2007 to 30 Apr 2011)
    • CF4 Partner (1 May 2002 to 30 Apr 2011)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.