Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (26 Jul 2012 to 9 Mar 2016)
- CF1 Director (26 Jul 2012 to 9 Mar 2016)
- Responsible for Insurance Mediation (26 Jul 2012 to 9 Mar 2016)
- CF30 Customer (26 Jul 2012 to 9 Mar 2016)
- CF11 Money Laundering Reporting (26 Jul 2012 to 9 Mar 2016)
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- CF1 Director (AR) (4 Sep 2008 to 26 Jul 2012)
- CF30 Customer (4 Sep 2008 to 26 Jul 2012)
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- CF30 Customer (1 Nov 2007 to 3 Sep 2008)
- CF21 Investment Adviser (16 Feb 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (7 Sep 2006 to 16 Feb 2007)
- CF1 Director (AR) (7 Sep 2006 to 3 Sep 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.