Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PSP WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 581393

    • CF10 Compliance Oversight (26 Jul 2012 to 9 Mar 2016)
    • CF1 Director (26 Jul 2012 to 9 Mar 2016)
    • Responsible for Insurance Mediation (26 Jul 2012 to 9 Mar 2016)
    • CF30 Customer (26 Jul 2012 to 9 Mar 2016)
    • CF11 Money Laundering Reporting (26 Jul 2012 to 9 Mar 2016)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (4 Sep 2008 to 26 Jul 2012)
    • CF30 Customer (4 Sep 2008 to 26 Jul 2012)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 3 Sep 2008)
    • CF21 Investment Adviser (16 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Sep 2006 to 16 Feb 2007)
    • CF1 Director (AR) (7 Sep 2006 to 3 Sep 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.