Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF30 Customer (1 Nov 2007 to 7 Mar 2017)
    • CF21 Investment Adviser (5 Oct 2006 to 31 Oct 2007)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF21 Investment Adviser (17 Jun 2002 to 4 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.