Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (30 Dec 2014 to 6 Mar 2016)
    • CF29 Significant management (30 Nov 2011 to 15 Mar 2012)
    • CF21 Investment Adviser (10 Apr 2002 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF29 Significant management (30 Nov 2011 to 15 Mar 2012)
    • CF30 Customer (1 Nov 2007 to 15 Mar 2012)
    • CF21 Investment Adviser (10 Apr 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.