Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF4 Partner (AR) (since 5 Jul 2019)
- CF30 Customer (since 23 Sep 2013)
- CF1 Director (AR) (11 May 2018 to 28 Nov 2018)
-
Sherpa Wealth
FRN 607209
- (2)Employed By (since 23 Sep 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.