Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Jun 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Jun 2021)
    • CF30 Customer (8 Jun 2015 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (27 Aug 2014 to 5 Jun 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.