Peter John Baxter

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BRI Wealth Management PLC

    FRN 122499

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (14 May 2008 to 8 Dec 2019)
  • GHC CAPITAL MARKETS LTD. (no longer approved here)

    FRN 152998

    • CF30 Customer (1 Nov 2007 to 9 May 2008)
    • CF21 Investment Adviser (6 Aug 2007 to 31 Oct 2007)
    • CF27 Investment Management (6 Aug 2007 to 31 Oct 2007)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF21 Investment Adviser (25 Apr 2003 to 6 Feb 2004)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2003)
    • CF27 Investment Management (1 Dec 2001 to 24 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.