Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Macquarie Bank Ltd
FRN 170934
- [FCA CF] Material risk taker (since 6 Sep 2022)
- [FCA CF] Manager of certification employee (since 22 Jul 2022)
- [FCA CF] Client dealing (since 2 Sep 2019)
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- [FCA CF] Material risk taker (7 Mar 2016 to 31 May 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 31 May 2019)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 May 2019)
- CF30 Customer (19 Feb 2016 to 6 Mar 2016)
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- CF30 Customer (2 Jul 2010 to 14 Oct 2015)
- CF21 Investment Adviser (22 Feb 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (28 Sep 2005 to 22 Feb 2006)
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- CF30 Customer (21 Feb 2008 to 1 Apr 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.