Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (3 Mar 2017 to 20 Nov 2019)
- [FCA CF] Material risk taker (3 Mar 2017 to 20 Nov 2019)
- CF30 Customer (15 Jun 2010 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 27 Mar 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.