Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 23 Dec 2024)
    • Appointed representative dealing with clients for which they require qualification (since 23 Dec 2024)
    • CF1 Director (AR) (since 14 Nov 2024)
    • CF30 Customer (since 14 Nov 2024)
    • (1)Employed By (since 14 Nov 2024)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (8 Apr 2022 to 20 Dec 2024)
    • [FCA CF] Functions requiring qualifications (8 Apr 2022 to 20 Dec 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Jun 2022)
    • CF30 Customer (25 Jan 2019 to 8 Jun 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (6 Aug 2012 to 27 Dec 2018)
  • LB Financial Solutions Limited (no longer approved here)

    FRN 581257

    • Employed By (6 Aug 2012 to 27 Dec 2018)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (13 Dec 2007 to 14 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.