Peter James Nottingham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 5 Jul 2024)
    • CF1 Director (AR) (since 1 Jul 2024)
    • CF30 Customer (since 1 Jul 2024)
  • Apex Financial Planning Ltd

    FRN 1014894

    • (1)Employed By (since 1 Jul 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (20 Dec 2019 to 20 May 2024)
    • CF30 Customer (4 Dec 2019 to 20 May 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Apex Financial Planning Ltd

  2. controlled function added: (1)Employed By at Apex Financial Planning Ltd