Peter James Mason

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Donna Malone Financial Advice Limited

    FRN 914115

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 24 Apr 2023)
    • [FCA CF] Functions requiring qualifications (since 24 Apr 2023)
  • Haven Protect Limited (no longer approved here)

    FRN 773416

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 7 Apr 2023)
    • CF30 Customer (1 Apr 2019 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (16 Oct 2017 to 22 Aug 2019)
  • Broomfield & Alexander Wealth Management Ltd (no longer approved here)

    FRN 574362

    • Employed By (22 Jan 2015 to 13 Mar 2015)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF30 Customer (4 Apr 2014 to 13 Mar 2015)

Recent activity

Updates to this individual's record on the FCA register.

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