Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 11 Aug 2025)
    • [FCA CF] Manager of certification employee (since 11 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 11 Aug 2025)
  • Rothschild & Co Wealth Management UK Limited (no longer approved here)

    FRN 218613

    • CF30 Customer (1 Nov 2007 to 1 May 2009)
    • CF1 Director (15 Jan 2003 to 23 Jan 2007)
    • CF27 Investment Management (27 Nov 2002 to 31 Oct 2007)
  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • CF27 Investment Management (17 Jul 2002 to 23 Sep 2003)
    • CF1 Director (17 Jul 2002 to 31 Jan 2003)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • CF27 Investment Management (21 Jan 2002 to 22 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

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