Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (22 Jun 2015 to 25 Aug 2016)
- CF4 Partner (18 Jul 2014 to 29 Jun 2018)
- CF10 Compliance Oversight (14 Feb 2008 to 17 May 2010)
- CF30 Customer (1 Nov 2007 to 29 Jun 2018)
- CF26 Customer Trading (10 Jul 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.