Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PGIM LIMITED
FRN 193418
- [FCA CF] Client dealing (since 13 Dec 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 18 Apr 2024)
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- CF30 Customer (1 Dec 2014 to 2 Jan 2018)
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- CF30 Customer (10 Jul 2013 to 29 Dec 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.