Peter James Fenton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 6 Jul 2018)
    • CF30 Customer (since 30 Jan 2012)
  • Peter Fenton Wealth Management Limited

    FRN 573632

    • (1)Employed By (since 30 Jan 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (24 Nov 2009 to 31 Dec 2009)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.