Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2026)
    • CF30 Customer (16 Jun 2018 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (23 Oct 2013 to 30 Dec 2013)
  • Crawford Drake Limited (no longer approved here)

    FRN 582337

    • Employed By (23 Oct 2013 to 30 Dec 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 31 May 2008)
    • CF21 Investment Adviser (28 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.