Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Iguana Investments Ltd
FRN 927463
- Director of firm who is not a certification employee or a SMF manager (since 1 Oct 2020)
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- SMF1 Chief Executive (9 Dec 2019 to 30 Jun 2022)
- SMF3 Executive Director (9 Dec 2019 to 30 Jun 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 12 Jan 2022)
- CF3 Chief Executive (18 Oct 2018 to 8 Dec 2019)
- CF1 Director (3 Jan 2018 to 8 Dec 2019)
- CF30 Customer (1 Jun 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Jun 2017 to 16 Aug 2017)
- CF11 Money Laundering Reporting (1 Jun 2017 to 16 Aug 2017)
- CF4 Partner (1 Jun 2017 to 6 Jun 2017)
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- CF1 Director (1 Mar 2011 to 9 Sep 2013)
- CF30 Customer (7 Jan 2010 to 9 Sep 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.