Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Goldman Sachs International
FRN 142888
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- [FCA CF] Manager of certification employee (since 23 Feb 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2021)
- [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.