Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 1 Jan 2021)
    • [FCA CF] Client dealing (since 1 Jan 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jun 2016 to 8 Dec 2019)
    • CF30 Customer (1 Jun 2016 to 8 Dec 2019)
    • CF1 Director (1 Jun 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jun 2016 to 8 Dec 2019)
    • CF3 Chief Executive (1 Jun 2016 to 8 Dec 2019)
  • Wimbledon Capital Management Ltd (no longer approved here)

    FRN 743573

    • Employed By (14 Apr 2016 to 1 Jun 2016)
  • Messels Limited (no longer approved here)

    FRN 403323

    • CF30 Customer (10 May 2013 to 11 Dec 2014)
    • CF1 Director (AR) (10 May 2013 to 11 Dec 2014)
  • Clockhouse Capital Limited (no longer approved here)

    FRN 594306

    • Employed By (10 May 2013 to 11 Dec 2014)
  • Permira Credit Limited (no longer approved here)

    FRN 465847

    • CF30 Customer (1 Nov 2007 to 1 Oct 2009)
    • CF3 Chief Executive (22 May 2007 to 1 Oct 2009)
    • CF27 Investment Management (22 May 2007 to 31 Oct 2007)
    • CF1 Director (22 May 2007 to 1 Oct 2009)
    • CF8 Apportionment and Oversight (22 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.