Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WIMBLEDON CAPITAL MANAGEMENT LTD
FRN 740546
- [FCA CF] Significant management (since 1 Jan 2021)
- [FCA CF] Client dealing (since 1 Jan 2021)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF11 Money Laundering Reporting (1 Jun 2016 to 8 Dec 2019)
- CF30 Customer (1 Jun 2016 to 8 Dec 2019)
- CF1 Director (1 Jun 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Jun 2016 to 8 Dec 2019)
- CF3 Chief Executive (1 Jun 2016 to 8 Dec 2019)
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- Employed By (14 Apr 2016 to 1 Jun 2016)
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- CF30 Customer (10 May 2013 to 11 Dec 2014)
- CF1 Director (AR) (10 May 2013 to 11 Dec 2014)
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- Employed By (10 May 2013 to 11 Dec 2014)
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- CF30 Customer (1 Nov 2007 to 1 Oct 2009)
- CF3 Chief Executive (22 May 2007 to 1 Oct 2009)
- CF27 Investment Management (22 May 2007 to 31 Oct 2007)
- CF1 Director (22 May 2007 to 1 Oct 2009)
- CF8 Apportionment and Oversight (22 May 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.