Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 3 Apr 2024)
    • CF30 Customer (since 6 Mar 2024)
    • CF1 Director (AR) (since 6 Mar 2024)
    • (1)Employed By (since 10 Sep 2012)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (27 Aug 2020 to 31 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2024)
    • CF30 Customer (10 Sep 2012 to 31 Mar 2024)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (28 Apr 2015 to 7 Oct 2019)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 2 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Horton & Associates Ltd

  2. controlled function added: (1)Employed By at Horton & Associates Ltd