Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Quilter Financial Limited
FRN 497604
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 3 Apr 2024)
- CF30 Customer (since 6 Mar 2024)
- CF1 Director (AR) (since 6 Mar 2024)
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Horton & Associates Ltd
FRN 587206
- (1)Employed By (since 10 Sep 2012)
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- CF1 Director (AR) (27 Aug 2020 to 31 Mar 2024)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2024)
- CF30 Customer (10 Sep 2012 to 31 Mar 2024)
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- Employed By (28 Apr 2015 to 7 Oct 2019)
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- Employed By (23 Jun 2009 to 2 Jul 2012)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Horton & Associates Ltd
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controlled function added: (1)Employed By at Horton & Associates Ltd