Peter Herrmann

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BGC Brokers L.P (no longer approved here)
FRN 454814
- CF30 Customer (2 Mar 2017 to 14 Oct 2019)
R.J. O'Brien Limited (no longer approved here)
FRN 114120
- CF30 Customer (9 Jul 2015 to 13 Jul 2016)
JB Drax Honore (UK) Limited (no longer approved here)
FRN 585303
- CF30 Customer (3 Dec 2012 to 15 Sep 2014)
Mizuho International plc (no longer approved here)
FRN 119256
- CF21 Investment Adviser (10 Oct 2003 to 16 Mar 2004)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF21 Investment Adviser (1 Dec 2001 to 16 Jul 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.