Peter Hermann

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International

    FRN 142888

    • [FCA CF] Manager of certification employee (since 31 Dec 2016)
    • [PRA CF] Managing a material risk taker (since 31 Dec 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
  • Goldman Sachs International Bank

    FRN 124659

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 1 May 2009)
    • CF21 Investment Adviser (14 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.