Peter Herbert Cassar

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alpha Independent Financial Solutions Limited

    FRN 653046

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (19 Nov 2020 to 19 Nov 2020)
    • [FCA CF] Significant management (19 Nov 2020 to 19 Nov 2020)
    • [FCA CF] Benchmark submission and administration (19 Nov 2020 to 19 Nov 2020)
    • [PRA CF] Key function holder (19 Nov 2020 to 19 Nov 2020)
    • [FCA CF] Client dealing (19 Nov 2020 to 31 Dec 2020)
    • CF30 Customer (5 Jan 2015 to 8 Dec 2019)
    • CF1 Director (5 Jan 2015 to 8 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Aug 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Aug 2020)
    • CF30 Customer (8 Jul 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (14 Jul 2003 to 25 Aug 2006)
    • CF22 Investment Adviser (Trainee) (8 May 2002 to 14 Jul 2003)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.