Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Caphaven LLP
FRN 669655
- [FCA CF] Client dealing (since 1 Jan 2021)
- [FCA CF] Significant management (since 1 Jan 2021)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (7 Sep 2016 to 8 Dec 2019)
- CF4 Partner (7 Sep 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.