Peter Heale

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WREN STERLING FINANCIAL PLANNING LIMITED

    FRN 665653

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 22 Dec 2023)
    • [FCA CF] Client dealing (since 22 Dec 2023)
  • Willson Grange Limited (no longer approved here)

    FRN 593803

    • [FCA CF] Client dealing (3 Aug 2020 to 28 Nov 2023)
    • [FCA CF] Functions requiring qualifications (3 Aug 2020 to 28 Nov 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (22 Apr 2015 to 1 Sep 2020)
  • Willson Grange Ltd (no longer approved here)

    FRN 503107

    • Employed By (15 Apr 2015 to 1 Sep 2020)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (5 Jun 2008 to 28 Feb 2012)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (1 Dec 2001 to 10 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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