Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MUFG Securities EMEA plc
FRN 124512
- [FCA CF] Manager of certification employee (since 28 May 2023)
- [FCA CF] Client dealing (since 3 Jul 2017)
- [PRA CF] Significant risk taker or Material risk taker (1 May 2018 to 20 Sep 2024)
- [FCA CF] Material risk taker (1 May 2018 to 20 Sep 2024)
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MUFG BANK, LTD
FRN 139189
- [FCA CF] Manager of certification employee (since 28 May 2023)
- [FCA CF] Client dealing (since 3 Jul 2016)
- [FCA CF] Material risk taker (1 May 2018 to 20 Sep 2024)
- [PRA CF] Significant risk taker or Material risk taker (1 May 2018 to 20 Sep 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.