Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (6 Apr 2020 to 4 Apr 2025)
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- CF29 Significant management (1 Nov 2007 to 4 Feb 2008)
- CF30 Customer (1 Nov 2007 to 4 Feb 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (25 Mar 2004 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.