Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 22 Apr 2022)
    • SMF1 Chief Executive (since 10 Dec 2018)
    • SMF16 Compliance Oversight (since 10 Dec 2018)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • CF30 Customer (13 Mar 2009 to 31 Dec 2016)
    • CF10 Compliance Oversight (2 Jan 2009 to 9 Dec 2018)
    • CF8 Apportionment and Oversight (24 Oct 2006 to 6 Mar 2016)
    • CF3 Chief Executive (24 Oct 2006 to 6 Mar 2016)
    • CF1 Director (24 Oct 2006 to 10 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

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