Peter Graeme Wyper

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Peter Wyper

    FRN 599231

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 20 Aug 2020)
    • [FCA CF] Client dealing (since 20 Aug 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (24 Jun 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Sep 2013 to 8 Dec 2019)
    • CF30 Customer (4 Sep 2013 to 8 Dec 2019)
  • The Rechabite Friendly Society Limited (no longer approved here)

    FRN 109994

    • CF2 Non Executive Director (28 Jul 2008 to 6 Mar 2016)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 3 Sep 2013)
    • CF22 Investment Adviser (Trainee) (17 Dec 2004 to 31 Oct 2007)
  • Peter Wyper Associates (no longer approved here)

    FRN 408250

    • (2)Employed By (4 Jan 2005 to 3 Sep 2013)
  • Clear Financial Management (Scotland) Ltd (no longer approved here)

    FRN 407693

    • Employed By (17 Dec 2004 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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