Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF29 Significant management (27 Jun 2008 to 9 Jun 2011)
    • CF1 Director (22 Feb 2006 to 27 Jun 2008)
    • CF17 Significant Mgt (Other Business Operations) (21 Oct 2005 to 22 Feb 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Dec 2003)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF2 Non Executive Director (10 Feb 2003 to 31 Jul 2008)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF2 Non Executive Director (14 Jan 2003 to 31 Jul 2008)

Recent activity

Updates to this individual's record on the FCA register.

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