Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Seaport Group Europe LLP (no longer approved here)

    FRN 526965

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Feb 2022)
    • CF30 Customer (24 Jan 2014 to 8 Dec 2019)
  • Park Walk Europe LLP (no longer approved here)

    FRN 502209

    • CF4 Partner (28 Jun 2010 to 20 May 2011)
    • CF30 Customer (2 Oct 2009 to 20 May 2011)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (9 Sep 2002 to 27 Dec 2002)
  • W1M Wealth Management Limited (no longer approved here)

    FRN 120776

    • CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2002)
  • W1M Asset Management Limited (no longer approved here)

    FRN 143286

    • CF27 Investment Management (1 Dec 2001 to 8 Jul 2002)
    • CF1 Director (1 Dec 2001 to 8 Jul 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.