Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ashmore Investment Management Limited (no longer approved here)

    FRN 185402

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Oct 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Oct 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 20 Oct 2023)
    • CF30 Customer (14 Feb 2014 to 8 Dec 2019)
  • Ashmore Investment Advisors Limited (no longer approved here)

    FRN 611412

    • [FCA CF] Significant management (9 Dec 2019 to 27 Oct 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Oct 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Oct 2023)
    • CF30 Customer (15 Aug 2014 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (18 Dec 2012 to 24 Dec 2013)
  • Renaissance Capital Limited (no longer approved here)

    FRN 186891

    • CF30 Customer (10 Aug 2011 to 6 Jun 2012)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (30 Nov 2009 to 18 May 2011)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 10 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.